Activity
Analyse changes in IT
Manage changes in environment
Organisation
Responsible
Project Team
Consulted
IT Expert
Input/Output
Input data
IT service documentation
Requirements
Requirements (MIFID)
Article 8 Record-keeping of transactions
Article 16 Safeguarding of client financial instruments and funds
Article 30 Post-trade transparency requirements for MTFs
Article 51 Retention of records
Article 3 Conditions applying to the provision of information
Article 29 Publication and availability of pre- and post-trade transparency data
Article 13 Organisational requirements
Article 25 Obligation to uphold integrity of markets, report transactions and maintain records
Article 7 Record-keeping of client orders and decisions to deal
Article 23 Record of services or activities giving rise to detrimental conflict of interest
Article 12 Reporting channels
Article 32 Arrangements for making information public
Article 46 Execution policy
Article 29 Pre-trade transparency requirements for MTFs