Requirement (MIFID)
Article 1 Scope
Requirements MIFID - DIRECTIVE 2004/39/EC
Description
Description
1. This Directive shall apply to investment firms and regulated
markets.
2. The following provisions shall also apply to credit institutions
authorised under Directive 2000/12/EC, when providing one or more
investment services and/or performing investment activities:
— Articles 2(2), 11, 13 and 14,
— Chapter II of Title II excluding Article 23(2) second subparagraph,
— Chapter III of Title II excluding Articles 31(2) to 31(4) and 32(2) to
32(6), 32(8) and 32(9),
— Articles 48 to 53, 57, 61 and 62, and
— Article 71(1).