Requirement (SOX)
Section 307: Rules of Professional Responsibility for Attorneys.
Requirements SOX
Description
Description
Attorneys appearing and practicing before the Commission in any way in the representation of issuers are required to report evidence of a material violation of securities laws to the chief legal counsel or the CEO of the company and if they do not appropriately respond to the evidence, attorney’s are required to report the evidence to the audit committee of the board of directors.