Requirement (MIFID)
Article 20 Reports by external auditors
Requirements MIFID - DIRECTIVE 2006/73/EC
Description
Description
Member States shall require investment firms to ensure that their
external auditors report at least annually to the competent
authority of the home Member State of the firm on the adequacy
of the firm's arrangements under Articles 13(7) and (8) of
Directive 2004/39/EC and this Section.
Comment
Applies to Article 13(7) and (8) of Directive 2004/39/EC